Gray Robert 4
4 · Hancock Jaffe Laboratories, Inc. · Filed Sep 15, 2021
Insider Transaction Report
Form 4
Gray Robert
Director
Transactions
- Exercise/Conversion
Common Stock
2021-09-13+1,042→ 6,614 total - Exercise/Conversion
Restricted Stock Units
2021-09-13−1,042→ 2,084 total→ Common Stock (1,042 underlying)
Footnotes (2)
- [F1]Each restricted stock unit ("RSU") converts into one share of common stock of Hancock Jaffe Laboratories, Inc.
- [F2]On September 13, 2019, the reporting person was granted 3,125 RSUs (78,125 RSUs pre one-for-twenty five (1:25) reverse stock split that was effected in November 2020), subject to vesting and settlement as described in the person's Form 4, as filed on September 26, 2020. The vesting and settlement of 1,042 RSUs occurred on September 13, 2021.