Hooper Max Wayne 4
4 · SIMPLICITY ESPORTS & GAMING Co · Filed Sep 28, 2021
Insider Transaction Report
Form 4
Hooper Max Wayne
Director
Transactions
- Gift
Common Stock
2018-12-28−625→ 0 total - Award
Common Stock
2020-06-30+2,500→ 3,125 total - Award
Common Stock
2018-12-28+625→ 625 total - Award
Common Stock
2018-12-28+625→ 625 total - Award
Common Stock
2021-09-01+5,000→ 8,125 total - Other
Common Stock
2018-12-28+1,813→ 1,813 total(indirect: See footnote) - Other
Warrant (right to buy)
2018-12-28+1,250→ 1,250 total(indirect: See footnote)Exercise: $92.00From: 2019-01-27Exp: 2024-05-22→ Common Stock (1,250 underlying)
Footnotes (4)
- [F1]Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.
- [F2]Bonafide gift of securities by the reporting person.
- [F3]On December 28, 2018, Merging Traffic, Inc. ("Merging Traffic") purchased issuer units at a purchase price of $10.00 per unit. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stock at an exercise price of $92.00 per share. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.
- [F4]Securities are held by Merging Traffic. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.