HARVEST HEALTH & RECREATION INC.·4

Oct 5, 7:58 PM ET

White Steven Matthew 4

4 · HARVEST HEALTH & RECREATION INC. · Filed Oct 5, 2021

Insider Transaction Report

Form 4
Period: 2021-10-01
White Steven Matthew
Director & CEO
Transactions
  • Disposition to Issuer

    Super Voting Shares

    2021-10-012,000,0000 total(indirect: By LLC)
  • Disposition to Issuer

    Multiple Voting Shares

    2021-10-01122,3610 total(indirect: By LLC)
  • Disposition to Issuer

    Stock Options

    2021-10-0155,478.50 total
    Exercise: $10.59Subordinate Voting Shares (55,478.5 underlying)
  • Disposition to Issuer

    Multiple Voting Shares

    2021-10-0187,8430 total(indirect: By LLC)
  • Disposition to Issuer

    Stock Options

    2021-10-012,444,521.50 total
    Exercise: $9.54Subordinate Voting Shares (2,444,521.5 underlying)
Footnotes (6)
  • [F1]Disposed of pursuant to the Arrangement Agreement, dated as of May 10, 2021 (the "Arrangement Agreement"), between Harvest Health and Recreation Inc. and Trulieve Cannabis Corp. ("Trulieve") in exchange for 1,027,763 subordinate voting shares of Trulieve having a market value of CAD$35.20 per share on the effective date of the arrangement transaction, which market value represents the closing price of the Trulieve shares as of the close of trading on the Canadian Stock Exchange as of such effective date.
  • [F2]Disposed of pursuant to the Arrangement Agreement in exchange for 1,431,623 subordinate voting shares of Trulieve having a market value of CAD$35.20 per share on the effective date of the arrangement transaction, which market value represents the closing price of the Trulieve shares as of the close of trading on the Canadian Stock Exchange as of such effective date.
  • [F3]Disposed of pursuant to the Arrangement Agreement in exchange for 234,000 subordinate voting shares of Trulieve having a market value of CAD$35.20 per share on the effective date of the arrangement transaction, which market value represents the closing price of the Trulieve shares as of the close of trading on the Canadian Stock Exchange as of such effective date.
  • [F4]Exercise price is denominated and reported in Canadian dollars.
  • [F5]The stock options were granted on November 14, 2018 and vest in four equal annual installments beginning on November 14, 2019. Adjusted pursuant to the Arrangement Agreement resulting in an option to receive 6,490 subordinate voting shares of Trulieve with an exercise price of CAD$90.52 per share.
  • [F6]The stock options were granted on November 14, 2018 and vest in four equal annual installments beginning on November 14, 2019. Adjusted pursuant to the Arrangement Agreement resulting in an option to receive 286,009 subordinate voting shares of Trulieve with an exercise price of CAD$81.54 per share.

Documents

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    ownership.xmlPrimary