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4//SEC Filing

Suskind Dennis 4

Accession 0001493152-21-026036

CIK 0001697834other

View on SEC.gov Company Profile

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 6:06 AM ET

Size

17.6 KB

Accession

0001493152-21-026036

Insider Transaction Report

Form 4

Period: 2021-05-07

Stem Holdings, Inc.STMH

Director

Transactions

Award
Common Stock
2019-05-07$0.42/sh+75,000$31,500→ 75,000 total
Award
Common Stock
2019-12-31$0.44/sh+62,500$27,500→ 137,500 total
Award
Common Stock
2020-03-31$0.40/sh+62,500$25,000→ 200,000 total
Award
Common Stock
2020-12-30$0.45/sh+62,500$28,125→ 387,500 total
Award
Common Stock
2020-06-30$0.42/sh+62,500$26,250→ 262,500 total
Award
Options
2020-01-14$1.00/sh+250,000$250,000→ 250,000 total
Exercise: $1.00From: 2020-01-14Exp: 2024-01-14→ Common Stock (250,000 underlying)
Award
Common Stock
2021-03-31$0.45/sh+62,500$28,125→ 450,000 total
Award
Options
2021-06-11$0.10/sh+250,000$25,000→ 250,000 total
Exercise: $0.40From: 2021-06-11Exp: 2025-06-10→ Common Stock (250,000 underlying)
Award
Common Stock
2020-09-30$0.43/sh+62,500$26,875→ 325,000 total

Documents

1 file

4
ownership.xmlPrimary

Issuer

Stem Holdings, Inc.

CIK 0001697834

Entity typeother

Related Parties

1

filerCIK 0001361519

Filing Metadata

Form type: 4
Filed: Oct 21, 8:00 PM ET
Accepted: Oct 22, 6:06 AM ET
Size: 17.6 KB

View on SEC.gov