Kaplan Jed Philip 4
4 · SIMPLICITY ESPORTS & GAMING Co · Filed Oct 29, 2021
Insider Transaction Report
Form 4
Kaplan Jed Philip
Director10% Owner
Transactions
- Sale
Common Stock
2021-10-27$8.50/sh−2,800$23,805→ 40,200 total(indirect: See footnote) - Sale
Common Stock
2021-10-28$9.50/sh−108$1,026→ 40,092 total(indirect: See footnote) - Sale
Common Stock
2021-10-29$8.50/sh−2,200$18,696→ 37,892 total(indirect: See footnote)
Holdings
- 2,440(indirect: By Spouse)
Common Stock
- 230,263
Common Stock
Footnotes (3)
- [F1]Represents a sale by the Kaplan Charitable Foundation, of which the reporting person serves as trustee. Section 4942 of the Internal Revenue Code of 1986, as amended, requires a private foundation to annually distribute 5% of the fair market value of its assets. This sale represents a part of the Kaplan Charitable Foundation's annual required distribution.
- [F2]Held by the Kaplan Charitable Foundation, of which the reporting person serves as trustee.
- [F3]Of the 230,263 shares directly beneficially owned by the reporting person, (i) 215,263 shares are held by the reporting person, and (ii) 15,000 shares are held jointly by the reporting person and his spouse.