4//SEC Filing
Catelani Michael 4
Accession 0001493152-21-026933
CIK 0000715446other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 9:56 AM ET
Size
5.6 KB
Accession
0001493152-21-026933
Insider Transaction Report
Form 4
Catelani Michael
President, COO & CFO
Transactions
- Other
Common Stock
2021-10-29$4.04/sh+743$3,002→ 10,126 total
Footnotes (2)
- [F1]The reporting person purchased the shares of common stock reported hereunder pursuant to the Anixa Biosciences, Inc. Employee Stock Purchase Plan (the "Plan") which satisfies the requirements of Section 423 of the Internal Revenue Code. The reporting person's purchase of the shares of common stock is exempt from Section 16(b) under Rule 16b-3(c) and is exempt from the reporting requirements of Section 16 by virtue of Rule 16a-3(f)(1)(i)(B), however the reporting person has elected to voluntarily report the acquisition of the shares.
- [F2]In accordance with the Plan, the shares were purchased based on 85% of the closing price of Anixa Biosciences, Inc. common stock on May 3, 2021.
Documents
Issuer
Anixa Biosciences Inc
CIK 0000715446
Entity typeother
Related Parties
1- filerCIK 0001689394
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 9:56 AM ET
- Size
- 5.6 KB