Johnson Scott Mitchell 4
4 · PetVivo Holdings, Inc. · Filed Nov 2, 2021
Insider Transaction Report
Form 4
Johnson Scott Mitchell
Director
Transactions
- Purchase
Warrants
2021-08-13$4.50/sh+4,000$18,000→ 4,000 total(indirect: By Spouse)Exercise: $5.63From: 2021-08-10Exp: 2026-08-10→ Common Stock (4,000 underlying) - Sale
Common Stock
2021-05-04$8.70/sh−90$783→ 13,911 total(indirect: By Spouse) - Sale
Common Stock
2021-05-05$7.75/sh−2,115$16,391→ 11,796 total(indirect: By Spouse) - Sale
Common Stock
2021-05-10$8.50/sh−271$2,304→ 11,525 total(indirect: By Spouse) - Sale
Common Stock
2021-05-10$8.55/sh−950$8,123→ 10,575 total(indirect: By Spouse) - Purchase
Common Stock
2021-08-13$4.50/sh+4,000$18,000→ 14,575 total(indirect: By Spouse) - Sale
Common Stock
2021-05-04$8.85/sh−100$885→ 14,001 total(indirect: By Spouse)
Footnotes (1)
- [F1]Represents the purchase price for one unit, which consists of one shares of the Company's common stock and one warrant to purchase one shares of the company's common stock, which is exercisable beginning on or after February 9, 2022 and ending August 16, 2026. The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the purchase of the Issuer's securities by the Reporting Person's wife matched against sales of securities by the Reporting Person's wife as reported herein. On November 1, 2021, the Reporting Person disgorged $12,618.26 to the Issuer, represented the short-swing profits realized by the Reporting Person as a result of such transactions.