4//SEC Filing
Campbell Michael 4
Accession 0001493152-21-027815
CIK 0001174891other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 2:39 PM ET
Size
6.8 KB
Accession
0001493152-21-027815
Insider Transaction Report
Form 4
CalEthos, Inc.BUUZ
Campbell Michael
DirectorChief Executive Officer10% Owner
Transactions
- Award
Restricted Stock Award
2021-08-17+1,500,000→ 1,500,000 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,500,000 underlying)
Footnotes (3)
- [F1]50% of the Restricted Shares shall vest upon the achievement of certain Company milestones, and the remaining 50% of the Restricted Shares shall vest upon the sooner of (i) the achievement of certain additional Company milestones, or (ii) six months after the completion of the milestones that the vesting of the initial 50% are based on. Details regarding the vesting of the Restricted shares are more fully described in the RestrictedShare Award agreement, which was filed as Exhibit 4.3 to the Company's Form 8-K filed on August 17, 2021
- [F2]The Restricted Shares shall be cancelled upon the termination of M1 Advisors LLC consulting relationship with the Company for Cause, or if M1 Advisors LLC voluntarily terminates its consulting relationship with the Company or such relationship is terminated due to disability or death prior to the vesting of all or any portion of the Restricted Shares awarded under the Restricted Share Award Agreement.
- [F3]The reported securities are owned by M1 Advisors LLC, a company of which the reporting person is a principal member. The reporting person disclaims beneficial ownership of these securities, expect to the extent of his pecuniary interest therein.
Documents
Issuer
CalEthos, Inc.
CIK 0001174891
Entity typeother
Related Parties
1- filerCIK 0001476255
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 2:39 PM ET
- Size
- 6.8 KB