Fink Richard Lee 4
4 · Nano Magic Holdings Inc. · Filed Nov 12, 2021
Insider Transaction Report
Form 4
Fink Richard Lee
Vice President
Transactions
- Other
Common Stock
2021-11-10+8,700→ 105,999 total - Other
Common Stock
2021-11-10−8,700→ 105,999 total(indirect: See Footnote) - Other
Warrants
2021-11-10−3,659→ 11,061 total(indirect: See Footnote)Exercise: $1.50→ Common stock (3,659 underlying)
Footnotes (5)
- [F1]Reporting person received an in-kind distribution from PEN Comeback 2, LLC ("Comeback 2"), increasing direct holdings and decreasing indirect holdings. Share of indirect holdings also changed because distribution triggered changed allocations under Comeback 2 operating agreement.
- [F2]Total includes shares owned directly and indirectly.
- [F3]Warrants are presently exercisable
- [F4]Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024.
- [F5]Warrants are all held by Comeback 2. Reporting person's indirect interest was reduced by 25% under terms of Comeback 2 agreement without any action by him. No consideration was paid or received. Column 9 reflects changed indirect warrant ownership as a result of changed allocations under Comeback 2 operating agreement after distribution reflected in Table I. Total in column 9 includes options held directly.