4//SEC Filing
Johnson Stephen Charles 4
Accession 0001493152-21-029151
CIK 0000318673other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 6:38 PM ET
Size
27.8 KB
Accession
0001493152-21-029151
Insider Transaction Report
Form 4
Johnson Stephen Charles
Gen. Counsel & Corp. Sec.
Transactions
- Award
Employee Stock Option (right to buy)
2015-12-04$4.82/sh+13,736$66,208→ 13,736 totalExercise: $4.82From: 2016-03-04Exp: 2025-12-04→ Class A Common Stock (13,736 underlying) - Award
Employee Stock Option (right to buy)
2019-12-06$4.81/sh+11,301$54,358→ 11,301 totalExercise: $4.81From: 2019-03-01Exp: 2029-12-06→ Class A Common Stock (11,301 underlying) - Award
Employee Stock Option (right to buy)
2013-12-06$3.14/sh+4,543$14,265→ 4,543 totalExercise: $3.14From: 2014-03-06Exp: 2023-12-06→ Class A Common Stock (4,543 underlying) - Award
Employee Stock Option (right to buy)
2014-12-05$3.43/sh+8,654$29,683→ 8,654 totalExercise: $3.43From: 2015-03-05Exp: 2024-12-05→ Class A Common Stock (8,654 underlying) - Award
Employee Stock Option (right to buy)
2016-12-02$5.31/sh+6,542$34,738→ 6,542 totalExercise: $5.31From: 2017-03-02Exp: 2026-12-02→ Class A Common Stock (6,542 underlying) - Exercise/Conversion
Class A Common Stock
2021-11-09$9.53/sh+4,327$41,236→ 12,930 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-07-02$2.93/sh−4,327$12,678→ 0 totalExercise: $2.93From: 2014-10-02Exp: 2024-07-02→ Class A Common Stock (4,327 underlying) - Award
Employee Stock Option (right to buy)
2017-12-01$4.01/sh+12,458$49,957→ 12,458 totalExercise: $4.01From: 2018-03-01Exp: 2027-12-01→ Class A Common Stock (12,458 underlying) - Award
Employee Stock Option (right to buy)
2020-03-27$3.49/sh+10,763$37,563→ 10,763 totalExercise: $3.49From: 2020-06-27Exp: 2030-03-27→ Class A Common Stock (10,763 underlying)
Footnotes (9)
- [F1]Owned through a trust by the reporting person and his wife. Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, and shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan.
- [F2]This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
- [F3]This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
- [F4]This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
- [F5]This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
- [F6]This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
- [F7]This option was granted on December 1, 2017 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
- [F8]This option was granted on December 6, 2019 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
- [F9]This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.
Documents
Issuer
SECURITY NATIONAL FINANCIAL CORP
CIK 0000318673
Entity typeother
Related Parties
1- filerCIK 0001661597
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 6:38 PM ET
- Size
- 27.8 KB