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KILKENNY STEPHANIE 4

Accession 0001493152-21-030712

CIK 0001534708other

View on SEC.gov Company Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 5:16 PM ET

Size

14.6 KB

Accession

0001493152-21-030712

Insider Transaction Report

Form 4

Period: 2021-11-11

Eastside Distilling, Inc.EAST

KILKENNY STEPHANIE

Director

Transactions

Award
Restricted Stock Units
2021-11-11+1,754→ 1,754 total
Exercise: $2.85From: 2021-11-11Exp: 2021-11-11→ Common Stock (1,754 underlying)
Exercise/Conversion
Restricted Stock Units
2021-11-11−1,754→ 0 total
Exercise: $2.85From: 2021-11-11Exp: 2021-11-11→ Common Stock (1,754 underlying)
Exercise/Conversion
Common Stock
2021-11-11+1,754→ 91,175 total

Holdings

Common Stock
(indirect: See footnote)
20,389
Common Stock
(indirect: See footnote)
55,555
Stock Option (right to buy)
Exercise: $1.23From: 2020-07-30Exp: 2030-07-30→ Common Stock (5,000 underlying)
0
Warrants
(indirect: See footnote)
Exercise: $5.50From: 2019-09-16Exp: 2022-09-16→ Common Stock (27,778 underlying)
27,778

Footnotes (6)

[F1]Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on November 11, 2021.
[F2]Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").
[F3]These securities are held directly by TQLA, LLC, which the Reporting Person, together with her spouse, owns and controls. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
[F4]These securities are held directly by Patrick J. Kilkenny, Trustee of the Patrick J. Kilkenny Revocable Trust. Mr. Kilkenny is the spouse of the Reporting Person. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
[F5]Each RSU represents the right to receive shares of common stock upon settlement for no consideration.
[F6]All 1,754 RSUs vested immediately upon grant.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Eastside Distilling, Inc.

CIK 0001534708

Entity typeother

Related Parties

1

filerCIK 0001790026

Filing Metadata

Form type: 4
Filed: Dec 6, 7:00 PM ET
Accepted: Dec 7, 5:16 PM ET
Size: 14.6 KB

View on SEC.gov