BD1 Investment Holding, LLC 4
4 · Ascent Solar Technologies, Inc. · Filed Dec 29, 2021
Insider Transaction Report
Form 4
BD1 Investment Holding, LLC
10% Owner
Transactions
- Sale
Unsecured convertible promissory notes
2021-12-27$0.00/sh−10,000,000,000$1,000,000→ 89,000,000,000 totalExercise: $0.00From: 2020-12-18→ Common Stock (10,000,000,000 underlying)
Footnotes (2)
- [F1]On December 27, 2021, BD 1 Investment Holding, LLC ("BD1") entered into a purchase agreement to sell and assign a portion of an unsecured convertible promissory note equal to $1,000,000 in principal amount for a purchase price of $1,000,000. Following the transaction, BD1 owns two unsecured convertible promissory notes with principal amounts of $8,740,000 and $160,000, convertible at any time into 89,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1.
- [F2]The maturity date is December 18, 2025.