4//SEC Filing
Fortsch Bernd 4
Accession 0001493152-22-005856
CIK 0001350102other
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:40 PM ET
Size
9.3 KB
Accession
0001493152-22-005856
Insider Transaction Report
Form 4
Fortsch Bernd
Other
Transactions
- Conversion
Common Stock
2022-02-01$0.50/sh+4,800,000$2,400,000→ 4,961,234 total - Conversion
Series 1A Preferred Stock, par value $0.0001
2022-02-01$0.50/sh−2,400$1,200→ 0 totalExercise: $0.50From: 2021-01-04→ Common Stock, par value $0.0001 per share (4,800,000 underlying)
TubeSolar AG
10% Owner
Transactions
- Conversion
Common Stock
2022-02-01$0.50/sh+4,800,000$2,400,000→ 4,961,234 total - Conversion
Series 1A Preferred Stock, par value $0.0001
2022-02-01$0.50/sh−2,400$1,200→ 0 totalExercise: $0.50From: 2021-01-04→ Common Stock, par value $0.0001 per share (4,800,000 underlying)
Footnotes (4)
- [F1]This joint filing includes Mr. Bernd Fortsch who directly and indirectly owns a controlling interest in TubeSolar AG. This filing shall not be deemed an admission that Mr. Fortsch is, for purposes of Section 16 of the Act, or otherwise, the beneficial owner of any equity securities covered by the statement.
- [F2]Conversion price is $0.50 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share. The conversion price was adjusted to reflect a reverse stock split of the Issuer's common stock at a ratio of 1-5,000 on January 28, 2022 (the "Reverse Stock Split").
- [F3]Reflects the Reverse Stock Split.
- [F4]The Series 1A Preferred Stock has no expiration date.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeother
Related Parties
1- filerCIK 0001827283
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 5:40 PM ET
- Size
- 9.3 KB