UNIQUE LOGISTICS INTERNATIONAL INC·4

Mar 7, 9:09 PM ET

RAY SUNANDAN 4

4 · UNIQUE LOGISTICS INTERNATIONAL INC · Filed Mar 7, 2022

Insider Transaction Report

Form 4
Period: 2021-08-13
RAY SUNANDAN
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001

    2021-08-13+125,692,224322,086,324 total(indirect: Frangipani Trade Services, Inc.)
  • Exercise/Conversion

    Series B Preferred

    2021-08-1319,200667,736 total(indirect: Frangipani Trade Services, Inc.)
    From: 2020-10-08Common Stock (125,692,224 underlying)
Footnotes (2)
  • [F1]On August 13, 2021, Mr. Ray was issued 125,692,224 shares of the Issuer's common stock pursuant to the conversion of 19,200 shares of Series B Preferred. Each share of Series B Preferred is convertible into six thousand five hundred forty-seven shares of Common Stock of the Issuer. The holders of the Series B Preferred shall vote together with the holders of the Issuer's Common Stock on an as converted basis on each matter submitted to a vote of holders of Common Stock. The Series B Preferred shares are convertible for no additional consideration at the election of the holder. The Preferred Stock is only convertible upon the Company having the authorized shares available for conversion.
  • [F2]Mr. Ray is the principal and sole owner of Frangipani Trade Services, Inc.

Documents

1 file
  • 4
    ownership.xmlPrimary