Home/Filings/4/0001493152-22-007098
4//SEC Filing

Patel Ian Kiran 4

Accession 0001493152-22-007098

CIK 0001482541other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 8:25 AM ET

Size

14.1 KB

Accession

0001493152-22-007098

Insider Transaction Report

Form 4
Period: 2022-03-11
Patel Ian Kiran
CFO, Treasurer & Secretary
Transactions
  • Award

    Option to purchase common stock

    2022-03-11+5,0005,000 total
    Exercise: $2.20From: 2025-03-11Exp: 2032-03-11Common Stock (5,000 underlying)
  • Award

    Option to purchase common stock

    2022-03-11+2,0002,000 total
    Exercise: $2.20From: 2022-03-11Exp: 2032-03-11Common Stock (2,000 underlying)
  • Award

    Option to purchase common stock

    2022-03-11+5,0005,000 total
    Exercise: $2.20From: 2024-03-11Exp: 2032-03-11Common Stock (5,000 underlying)
  • Award

    Option to purchase common stock

    2022-03-11+3,0003,000 total
    Exercise: $2.20From: 2023-03-11Exp: 2032-03-11Common Stock (3,000 underlying)
Footnotes (4)
  • [F1]Represents the grant of non-qualified stock options to purchase 2,000 shares of common stock at an exercise price of $2.20, the closing price of the Issuer's common stock on March 10, 2022, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CFO, Treasurer and Secretary. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
  • [F2]Represents the grant of non-qualified stock options to purchase 3,000 shares of common stock at an exercise price of $2.20, the closing price of the Issuer's common stock on March 10, 2022, which were vest and become exercisable on March 11, 2023. These options were granted in connection with the Reporting Person's appointment as the Company's CFO, Treasurer and Secretary. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
  • [F3]Represents the grant of non-qualified stock options to purchase 5,000 shares of common stock at an exercise price of $2.20, the closing price of the Issuer's common stock on March 10, 2022, which were vest and become exercisable on March 11, 2024. These options were granted in connection with the Reporting Person's appointment as the Company's CFO, Treasurer and Secretary. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
  • [F4]Represents the grant of non-qualified stock options to purchase 5,000 shares of common stock at an exercise price of $2.20, the closing price of the Issuer's common stock on March 10, 2022, which were vest and become exercisable on March 11, 2025. These options were granted in connection with the Reporting Person's appointment as the Company's CFO, Treasurer and Secretary. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.

Documents

1 file

Issuer

CEA Industries Inc.

CIK 0001482541

Entity typeother

Related Parties

1
  • filerCIK 0001917769

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 8:25 AM ET
Size
14.1 KB