4//SEC Filing
MATHIS SCOTT L 4
Accession 0001493152-22-007984
CIK 0001559998other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 2:21 PM ET
Size
15.7 KB
Accession
0001493152-22-007984
Insider Transaction Report
Form 4
MATHIS SCOTT L
DirectorPresident, CEO, Chairman10% Owner
Transactions
- Award
Common Stock
2022-02-23$1.87/sh+1,283,423$2,400,001→ 1,283,423 total(indirect: See Footnote) - Award
Common Stock
2022-03-25$2.23/sh+4,875$10,871→ 22,867 total(indirect: See Footnote)
Holdings
- 251,829(indirect: See Footnote)
Common Stock
- 20,000
Stock Option
Exercise: $16.50Exp: 2022-12-17→ Common Stock (20,000 underlying) - 23,771
Common Stock
- 147,326
Stock Option
Exercise: $5.78Exp: 2024-07-08→ Common Stock (147,326 underlying) - 30,000
Stock Option
Exercise: $5.78Exp: 2024-01-31→ Common Stock (30,000 underlying) - 48,334
Stock Option
Exercise: $8.09Exp: 2023-09-20→ Common Stock (48,334 underlying) - 66,667
Stock Option
Exercise: $11.55Exp: 2023-02-14→ Common Stock (66,667 underlying)
Footnotes (9)
- [F1]Issued pursuant to the Company's matching 401(k) plan.
- [F2]Shares held by Mr. Mathis' 401(k) account.
- [F3]Shares issued in connection with land purchase to Hollywood Burger Holdings, Inc., of which Mr. Mathis is President and CEO and a controlling owner.
- [F4]Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
- [F5]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 36,832 shares vest on 7/8/20; thereafter options to acquire 9,208 shares vest every three months in equal installments.
- [F6]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 7,500 shares vest on 1/31/20; thereafter options to acquire 1,875 shares vest every three months in equal installments.
- [F7]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 12,084 shares vest on 9/20/19; thereafter options to acquire 3,021 shares vest every three months in equal installments with the last installment of 3,020 vesting on 9/20/22.
- [F8]Stock options granted pursuant to 2016 Equity Incentive Plan; options to acquire 16,667 shares vest on 2/14/19; thereafter options to acquire 4,167 shares vest every three months.
- [F9]Stock options granted pursuant to 2016 Equity Incentive Plan; options to acquire 5,000 shares vest on 12/17/18; thereafter options to acquire 1,250 shares vest every three months.
Documents
Issuer
Gaucho Group Holdings, Inc.
CIK 0001559998
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001079963
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 2:21 PM ET
- Size
- 15.7 KB