Cannon Reuben 4
4 · Gaucho Group Holdings, Inc. · Filed Mar 31, 2022
Insider Transaction Report
Form 4
Cannon Reuben
Director
Transactions
- Purchase
Common Stock
2021-02-19$6.00/sh+3,333$19,998→ 3,333 total - Award
Common Stock
2022-03-28$2.02/sh+5,083$10,268→ 8,416 total - Purchase
Warrants
2021-02-19$6.00/sh+3,333$19,998→ 3,333 totalExercise: $6.00From: 2021-02-19Exp: 2022-08-19→ Common Stock (3,333 underlying) - Award
Stock Option
2018-09-20$8.09/sh+1,000$8,090→ 1,000 totalExercise: $8.09Exp: 2023-09-20→ Common Stock (1,000 underlying) - Other
Warrants
2021-09-30−1,960→ 0 total(indirect: Seefootnote)Exercise: $5.10From: 2020-09-30Exp: 2021-09-30→ Common Stock (1,960 underlying)
Holdings
- 1,960(indirect: Seefootnote)
Common Stock
- 6,667
Stock Option
Exercise: $9.08Exp: 2025-09-28→ Common Stock (6,667 underlying)
Footnotes (6)
- [F1]Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
- [F2]Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
- [F3]Held by Reuben Cannon Productions, controlled by Mr. Cannon.
- [F4]Inadvertently omitted from prior Form 3 and Forms 4. Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
- [F5]Expiration of warrants with no consideration received held by Reuben Cannon Productions, controlled by Mr. Cannon.
- [F6]Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.