⌘K

Home/Filings/4/0001493152-22-008239

4//SEC Filing

Cannon Reuben 4

Accession 0001493152-22-008239

CIK 0001559998other

View on SEC.gov Company Profile

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 6:12 AM ET

Size

15.9 KB

Accession

0001493152-22-008239

Insider Transaction Report

Form 4

Period: 2018-09-20

Gaucho Group Holdings, Inc.VINO

Director

Transactions

Purchase
Common Stock
2021-02-19$6.00/sh+3,333$19,998→ 3,333 total
Award
Common Stock
2022-03-28$2.02/sh+5,083$10,268→ 8,416 total
Purchase
Warrants
2021-02-19$6.00/sh+3,333$19,998→ 3,333 total
Exercise: $6.00From: 2021-02-19Exp: 2022-08-19→ Common Stock (3,333 underlying)
Award
Stock Option
2018-09-20$8.09/sh+1,000$8,090→ 1,000 total
Exercise: $8.09Exp: 2023-09-20→ Common Stock (1,000 underlying)
Other
Warrants
2021-09-30−1,960→ 0 total(indirect: Seefootnote)
Exercise: $5.10From: 2020-09-30Exp: 2021-09-30→ Common Stock (1,960 underlying)

Holdings

Common Stock
(indirect: Seefootnote)
1,960
Stock Option
Exercise: $9.08Exp: 2025-09-28→ Common Stock (6,667 underlying)
6,667

Footnotes (6)

[F1]Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
[F2]Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
[F3]Held by Reuben Cannon Productions, controlled by Mr. Cannon.
[F4]Inadvertently omitted from prior Form 3 and Forms 4. Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
[F5]Expiration of warrants with no consideration received held by Reuben Cannon Productions, controlled by Mr. Cannon.
[F6]Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

Entity typeother

Related Parties

1

filerCIK 0001818958

Filing Metadata

Form type: 4
Filed: Mar 30, 8:00 PM ET
Accepted: Mar 31, 6:12 AM ET
Size: 15.9 KB

View on SEC.gov