4//SEC Filing
KILKENNY STEPHANIE 4
Accession 0001493152-22-008997
CIK 0001534708other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 3:52 PM ET
Size
15.5 KB
Accession
0001493152-22-008997
Insider Transaction Report
Form 4
KILKENNY STEPHANIE
Director
Transactions
- Exercise/Conversion
Common Stock
2022-03-31+16,927→ 16,927 total - Exercise/Conversion
Restricted Stock Units
2022-03-31−16,927→ 0 totalExercise: $0.96From: 2022-03-31Exp: 2022-03-31→ Common Stock (16,927 underlying) - Award
Restricted Stock Units
2022-03-31+16,927→ 16,927 totalExercise: $0.96From: 2022-03-31Exp: 2022-03-31→ Common Stock (16,927 underlying) - Purchase
Warrants
2022-03-21+1,666,666→ 1,666,666 total(indirect: See footnote)Exercise: $1.20From: 2022-03-21Exp: 2027-03-21→ Common Stock (1,666,666 underlying)
Holdings
- 102,460(indirect: See footnote)
Common Stock
- 27,778(indirect: See footnote)
Warrants
Exercise: $5.50From: 2019-09-16Exp: 2022-09-16→ Common Stock (27,778 underlying)
Footnotes (7)
- [F1]Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 31, 2022.
- [F2]Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").
- [F3]Each RSU represents the right to receive shares of common stock upon settlement for no consideration.
- [F4]All 16,927 RSUs vested immediately upon grant.
- [F5]These securities are held directly by Stephanie A. Kilkenny, Trustee of the Stephanie A. Kilkenny Trust. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F6]These securities are held directly by Patrick J. Kilkenny, Trustee of the Patrick J. Kilkenny Revocable Trust. Mr. Kilkenny is the spouse of the Reporting Person. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F7]The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $2,000,000 and covenant to lend an additional $1,000,000 on demand. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
Eastside Distilling, Inc.
CIK 0001534708
Entity typeother
Related Parties
1- filerCIK 0001790026
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 3:52 PM ET
- Size
- 15.5 KB