Cannon Reuben 4
4 · Gaucho Group Holdings, Inc. · Filed Jun 9, 2022
Insider Transaction Report
Form 4
Cannon Reuben
Director
Transactions
- Award
Common Stock
2022-06-07$0.81/sh+61,958$50,000→ 70,374 total - Award
Common Stock
2022-06-07$0.81/sh+46,469$37,500→ 116,843 total
Holdings
- 1,960(indirect: Seefootnote)
Common Stock
- 1,000
Stock Option
Exercise: $8.09Exp: 2023-09-20→ Common Stock (1,000 underlying) - 3,333
Warrants
Exercise: $6.00From: 2021-02-19Exp: 2022-08-19→ Common Stock (3,333 underlying) - 6,667
Stock Option
Exercise: $9.08Exp: 2025-09-28→ Common Stock (6,667 underlying)
Footnotes (5)
- [F1]Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022.
- [F2]Held by Reuben Cannon Productions, controlled by Mr. Cannon.
- [F3]Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
- [F4]Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
- [F5]Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.