DUMONT MARC 4
4 · Gaucho Group Holdings, Inc. · Filed Jun 9, 2022
Insider Transaction Report
Form 4
DUMONT MARC
Director
Transactions
- Award
Common Stock
2022-06-07$0.81/sh+61,958$50,000→ 61,958 total - Award
Common Stock
2022-06-07$0.81/sh+46,469$37,500→ 108,427 total
Holdings
- 6,667
Stock Option
Exercise: $9.08Exp: 2025-09-28→ Common Stock (6,667 underlying) - 101,210
Common Stock
- 30,000
Common Stock
- 3,334
Stock Option
Exercise: $16.50Exp: 2022-12-17→ Common Stock (3,334 underlying) - 39,282
Common Stock
- 3,334
Stock Option
Exercise: $5.78Exp: 2024-01-31→ Common Stock (3,334 underlying)
Footnotes (7)
- [F1]Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022.
- [F2]Owned by self and Patrick Dumont as joint tenants with rights of survivorship.
- [F3]Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
- [F4]Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
- [F5]Options issued pursuant to the 2016 Equity Incentive Plan on 12/17/17 at $16.50 per share. 833 vest on 12/17/18; thereafter 208 vest every 3 months; exp. 12/17/22.
- [F6]Options granted pursuant to the 2018 Equity Incentive Plan on 1/31/2019 at $5.78 per share. 833 vest on 1/31/20; thereafter 208 vest every 3 months; exp. 1/31/24.
- [F7]Options issued pursuant to the 2018 Equity Incentive Plan on 9/28/20 at $9.08 per share. 1,667 vest on 9/28/21; thereafter 417 every 3 months; exp. 9/28/25.