Home/Filings/4/0001493152-22-017507
4//SEC Filing

Resnick Joshua 4

Accession 0001493152-22-017507

CIK 0001798749other

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 5:00 PM ET

Size

6.2 KB

Accession

0001493152-22-017507

Insider Transaction Report

Form 4
Period: 2022-06-21
Transactions
  • Award

    Stock Option (Right to Buy)

    2022-06-21+12,50012,500 total
    Exercise: $12.26Exp: 2032-06-20Common Stock (12,500 underlying)
Footnotes (2)
  • [F1]The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 21, 2023 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
  • [F2]Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund, L.P. (the "Nexus Fund"), and a separately managed account (the "Account"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, the Nexus Fund, and the Account to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

Documents

1 file

Issuer

Aerovate Therapeutics, Inc.

CIK 0001798749

Entity typeother

Related Parties

1
  • filerCIK 0001690959

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 5:00 PM ET
Size
6.2 KB