Moel Steven A. 4

4 · Gaucho Group Holdings, Inc. · Filed Jun 27, 2022

Form 4

Period: 2022-06-24

DirectorOther

Transactions

Award
Restricted Stock Unit
2022-06-24$0.63/sh+2,867$1,792→ 2,867 total
Exercise: $0.63Exp: 2023-12-18→ Common Stock (2,867 underlying)
Award
Common Stock
2022-06-24$0.63/sh+20,066$12,541→ 138,593 total

Holdings

Stock Option
Exercise: $8.09Exp: 2023-09-20→ Common Stock (2,667 underlying)
2,667
Stock Option
Exercise: $5.78Exp: 2024-01-31→ Common Stock (3,334 underlying)
3,334
Common Stock
(indirect: Held by Dr. Moel's daughter)
1,900
Common Stock
(indirect: By IRA)
11,770
Stock Option
Exercise: $9.08Exp: 2025-09-28→ Common Stock (6,667 underlying)
6,667
Common Stock
(indirect: Held by Dr. Moel's son)
1,780

Footnotes (6)

[F1]Acquired in connection with the conversion of outstanding options of Gaucho Group, Inc.
[F2]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 1,433 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
[F3]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
[F4]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
[F5]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 6,667 shares vest on 9/20/19; thereafter options to acquire 167 shares vest every three months.
[F6]Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.

Documents

1 file