Rothrock David B. 4
4 · Investview, Inc. · Filed Jun 28, 2022
Insider Transaction Report
Form 4
Investview, Inc.INVU
Rothrock David B.
Director
Transactions
- Disposition to Issuer
Common Stock, $0.001 par value
2022-06-24−33,333,334→ 11,466,666 total - Award
Employee Stock Option
2022-06-24+43,750,000→ 43,750,000 totalExercise: $0.05Exp: 2029-06-24→ Common Stock (43,750,000 underlying) - Award
Employee Stock Option
2022-06-24+41,666,668→ 85,416,668 totalExercise: $0.05Exp: 2029-06-24→ Common Stock (41,666,668 underlying)
Footnotes (3)
- [F1]Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note (2).
- [F2]Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock and in consideration of Mr. Rothrock's services as a director of the Company. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 8,750,000 shares of common stock vest on February 3, 2023; 8,750,000 shares of common stock vest on February 3, 2024; 8,750,000 shares of common stock vest on February 3, 2025; 8,750,000 shares of common stock vest on February 3, 2026; 8,750,000 shares of common stock vest on February 3, 2027.
- [F3]Acquisition from the issuer of option under Rule 16b-3(d) in consideration of Mr. Rothrock's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 20,833,333 shares of common stock vest on November 9, 2022; 20,833,335 shares of common stock vest on November 9, 2023.