Home/Filings/4/0001493152-22-018611
4//SEC Filing

KILKENNY STEPHANIE 4

Accession 0001493152-22-018611

CIK 0001534708other

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 9:04 PM ET

Size

14.5 KB

Accession

0001493152-22-018611

Insider Transaction Report

Form 4
Period: 2022-06-30
Transactions
  • Exercise/Conversion

    Common Stock

    2022-06-30+16,30416,304 total
  • Award

    Restricted Stock Units

    2022-06-30+16,30416,304 total
    Exercise: $0.69From: 2022-06-30Exp: 2022-06-30Common Stock (16,304 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-06-3016,3040 total
    Exercise: $0.69From: 2022-06-30Exp: 2022-06-30Common Stock (16,304 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    119,387
  • Warrants

    (indirect: See footnote)
    Exercise: $1.20From: 2022-04-19Exp: 2027-04-19Common Stock (833,334 underlying)
    2,500,000
  • Warrants

    (indirect: See footnote)
    Exercise: $5.50From: 2019-09-16Exp: 2022-09-16Common Stock (27,778 underlying)
    27,778
Footnotes (7)
  • [F1]Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on June 30, 2022.
  • [F2]Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").
  • [F3]Each RSU represents the right to receive shares of common stock upon settlement for no consideration.
  • [F4]All 16,304 RSUs vested immediately upon grant.
  • [F5]These securities are held directly by Stephanie A. Kilkenny, Trustee of the Stephanie A. Kilkenny Trust. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F6]These securities are held directly by Patrick J. Kilkenny, Trustee of the Patrick J. Kilkenny Revocable Trust. Mr. Kilkenny is the spouse of the Reporting Person. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F7]The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $3,000,000. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Documents

1 file

Issuer

Eastside Distilling, Inc.

CIK 0001534708

Entity typeother

Related Parties

1
  • filerCIK 0001790026

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:04 PM ET
Size
14.5 KB