Home/Filings/4/0001493152-22-023436
4//SEC Filing

DUMONT MARC 4

Accession 0001493152-22-023436

CIK 0001559998other

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 1:36 PM ET

Size

12.5 KB

Accession

0001493152-22-023436

Insider Transaction Report

Form 4
Period: 2022-08-11
DUMONT MARC
Director
Transactions
  • Award

    Restricted Stock Unit

    2022-08-11$0.81/sh+46,469$37,50046,469 total
    Exercise: $0.81Exp: 2022-12-31Common Stock (46,469 underlying)
Holdings
  • Common Stock

    39,282
  • Stock Option

    Exercise: $5.78Exp: 2024-01-31Common Stock (3,334 underlying)
    3,334
  • Common Stock

    108,427
  • Common Stock

    101,210
  • Stock Option

    Exercise: $16.50Exp: 2022-12-17Common Stock (3,334 underlying)
    3,334
  • Stock Option

    Exercise: $9.08Exp: 2025-09-28Common Stock (6,667 underlying)
    6,667
  • Common Stock

    30,000
Footnotes (7)
  • [F1]Owned by self and Patrick Dumont as joint tenants with rights of survivorship.
  • [F2]Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
  • [F3]Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
  • [F4]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest on the earlier of 12/31/22 or pro rata to termination of service as a director.
  • [F5]Options issued pursuant to the 2016 Equity Incentive Plan on 12/17/17 at $16.50 per share. 833 vest on 12/17/18; thereafter 208 vest every 3 months; exp. 12/17/22.
  • [F6]Options granted pursuant to the 2018 Equity Incentive Plan on 1/31/2019 at $5.78 per share. 833 vest on 1/31/20; thereafter 208 vest every 3 months; exp. 1/31/24.
  • [F7]Options issued pursuant to the 2018 Equity Incentive Plan on 9/28/20 at $9.08 per share. 1,667 vest on 9/28/21; thereafter 417 every 3 months; exp. 9/28/25.

Documents

1 file

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

Entity typeother

Related Parties

1
  • filerCIK 0001030600

Filing Metadata

Form type
4
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 1:36 PM ET
Size
12.5 KB