Home/Filings/4/0001493152-22-023564
4//SEC Filing

LAWRENCE PETER J.L. 4

Accession 0001493152-22-023564

CIK 0001559998other

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 2:15 PM ET

Size

15.5 KB

Accession

0001493152-22-023564

Insider Transaction Report

Form 4
Period: 2022-08-11
Transactions
  • Award

    Restricted Stock Unit

    2022-08-11$0.81/sh+46,469$37,50046,469 total
    Exercise: $0.81Exp: 2022-12-31Common Stock (46,469 underlying)
Holdings
  • Stock Option

    Exercise: $9.08Exp: 2025-09-28Common Stock (6,667 underlying)
    6,667
  • Stock Option

    Exercise: $5.78Exp: 2024-07-08Common Stock (10,000 underlying)
    10,000
  • Stock Option

    Exercise: $8.09Exp: 2023-09-20Common Stock (13,334 underlying)
    13,334
  • Common Stock

    (indirect: See footnote)
    716
  • Common Stock

    140,825
  • Restricted Stock Unit

    Exercise: $0.63Exp: 2023-12-18Common Stock (2,867 underlying)
    2,867
  • Stock Option

    Exercise: $5.78Exp: 2024-01-31Common Stock (3,334 underlying)
    3,334
  • Stock Option

    Exercise: $16.50Exp: 2022-12-17Common Stock (3,334 underlying)
    3,334
Footnotes (8)
  • [F1]Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
  • [F2]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest on the earlier of 12/31/22 or pro rata to termination of service as a director.
  • [F3]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 1,433 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
  • [F4]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
  • [F5]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 2,500 shares vest on 7/8/20; thereafter options to acquire 625 shares vest every three months.
  • [F6]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
  • [F7]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 3,334 shares vest on 9/20/19; thereafter options to acquire 834 shares vest every three months
  • [F8]Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.

Documents

1 file

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

Entity typeother

Related Parties

1
  • filerCIK 0001476366

Filing Metadata

Form type
4
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 2:15 PM ET
Size
15.5 KB