Lofgren Sheri 4
4 · FOCUS UNIVERSAL INC. · Filed Sep 12, 2022
Insider Transaction Report
Form 4
Lofgren Sheri
Director
Transactions
- Award
Common Stock
2022-08-17$5.70/sh+14,677$83,659→ 14,677 total - Award
Common Stock
2022-08-17$3.00/sh+10,968$32,904→ 25,645 total - Award
Common Stock
2022-08-17$8.86/sh+1,804$15,983→ 27,449 total - Sale
Common Stock
2022-09-07$10.13/sh−10,903$110,447→ 16,546 total - Sale
Common Stock
2022-09-07$10.26/sh−10,000$102,600→ 6,546 total - Sale
Common Stock
2022-09-07$10.35/sh−5,000$51,750→ 1,546 total
Footnotes (3)
- [F1]Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.
- [F2]Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.
- [F3]Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.