DUTT RONALD F 4
4 · Flux Power Holdings, Inc. · Filed Oct 31, 2022
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
2022-10-27+4,020→ 30,380 total - Exercise/Conversion
Restricted Stock Units
2022-10-27−4,020→ 8,041 total→ Common Stock (4,020 underlying)
Footnotes (1)
- [F1]Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original RSU Grant") on October 27, 2021 (the "Original RSU Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original RSU Grant vested on October 27, 2022, and each subsequent 1/3 of the Original Grant is scheduled to vest on October 27, 2023 and October 27, 2024, respectively.