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Home/Filings/4/0001493152-22-030190
4//SEC Filing

MATHIS SCOTT L 4

Accession 0001493152-22-030190

CIK 0001559998other
View on SEC.govCompany Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 3:16 PM ET

Size

17.1 KB

Accession

0001493152-22-030190

Insider Transaction Report

Form 4
Period: 2022-09-18
Gaucho Group Holdings, Inc.VINO
MATHIS SCOTT L
DirectorPresident, CEO, Chairman10% Owner
Transactions
  • Award

    Common Stock

    2022-09-18$0.63/sh+128,999$80,624→ 1,962,460 total
  • Other

    Restricted Stock Unit

    2022-09-18$0.63/sh−128,999$80,624→ 128,998 total
    Exercise: $0.63Exp: 2023-12-18→ Common Stock (128,999 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    1,283,423

  • Stock Option

    Exercise: $11.55Exp: 2023-02-14→ Common Stock (66,667 underlying)
    66,667

  • Stock Option

    Exercise: $16.50Exp: 2022-12-17→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: See footnote)
    22,867

  • Common Stock

    (indirect: See footnote)
    251,829

  • Stock Option

    Exercise: $5.78Exp: 2024-07-08→ Common Stock (147,326 underlying)
    147,326

  • Stock Option

    Exercise: $5.78Exp: 2024-01-31→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $8.09Exp: 2023-09-20→ Common Stock (48,334 underlying)
    48,334
Footnotes (10)
  • [F1]Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
  • [F10]Stock options granted pursuant to 2016 Equity Incentive Plan; options to acquire 5,000 shares vest on 12/17/18; thereafter options to acquire 1,250 shares vest every three months.
  • [F2]Shares held by Mr. Mathis' 401(k) account.
  • [F3]Shares issued in connection with land purchase to Hollywood Burger Holdings, Inc., of which Mr. Mathis is President and CEO and a controlling owner.
  • [F4]Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
  • [F5]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 128,999 shares vested on 9/18/22; remainder vest on 12/18/22.
  • [F6]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 36,832 shares vest on 7/8/20; thereafter options to acquire 9,208 shares vest every three months in equal installments.
  • [F7]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 7,500 shares vest on 1/31/20; thereafter options to acquire 1,875 shares vest every three months in equal installments.
  • [F8]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 12,084 shares vest on 9/20/19; thereafter options to acquire 3,021 shares vest every three months in equal installments with the last installment of 3,020 vesting on 9/20/22.
  • [F9]Stock options granted pursuant to 2016 Equity Incentive Plan; options to acquire 16,667 shares vest on 2/14/19; thereafter options to acquire 4,167 shares vest every three months.

Documents

1 file

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

→
Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001079963

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 3:16 PM ET
Size
17.1 KB
View on SEC.gov