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Echevarria Maria I. 4

Accession 0001493152-22-030351

CIK 0001559998other

View on SEC.gov Company Profile

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 4:36 PM ET

Size

15.1 KB

Accession

0001493152-22-030351

Insider Transaction Report

Form 4

Period: 2022-09-18

Gaucho Group Holdings, Inc.VINO

Echevarria Maria I.

CFO

Transactions

Other
Restricted Stock Unit
2022-09-18$0.63/sh−5,733$3,583→ 5,734 total
Exercise: $0.63Exp: 2023-12-18→ Common Stock (5,733 underlying)
Award
Common Stock
2022-09-18$0.63/sh+5,733$3,583→ 85,999 total

Holdings

Stock Option
Exercise: $5.78Exp: 2024-07-08→ Common Stock (10,334 underlying)
10,334
Stock Option
Exercise: $8.09Exp: 2023-09-20→ Common Stock (2,000 underlying)
2,000
Common Stock
(indirect: See Footnote)
10,992
Stock Option
Exercise: $5.78Exp: 2024-01-31→ Common Stock (5,000 underlying)
5,000
Stock Option
Exercise: $11.55Exp: 2023-02-14→ Common Stock (1,667 underlying)
1,667
Stock Option
Exercise: $16.50Exp: 2022-12-17→ Common Stock (3,334 underlying)
3,334

Footnotes (8)

[F1]Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
[F2]Held in Ms. Echevarria's 401(k) account.
[F3]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 5,733 shares vested on 9/18/22; remainder vest on 12/18/22.
[F4]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 2,584 shares vest on 7/8/20; thereafter options to acquire 646 shares vest every three months.
[F5]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,250 shares vest on 1/31/20; thereafter options to acquire 313 shares vest every three months.
[F6]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 500 shares vest on 9/20/19; thereafter options to acquire 125 shares vest every three months.
[F7]Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 418 shares vest on 2/14/19; thereafter options to acquire 105 shares vest every three months.
[F8]Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

Entity typeother

Related Parties

1

filerCIK 0001639662

Filing Metadata

Form type: 4
Filed: Nov 2, 8:00 PM ET
Accepted: Nov 3, 4:36 PM ET
Size: 15.1 KB

View on SEC.gov