Echevarria Maria I. 4
4 · Gaucho Group Holdings, Inc. · Filed Nov 3, 2022
Insider Transaction Report
Form 4
Transactions
- Other
Restricted Stock Unit
2022-09-18$0.63/sh−5,733$3,583→ 5,734 totalExercise: $0.63Exp: 2023-12-18→ Common Stock (5,733 underlying) - Award
Common Stock
2022-09-18$0.63/sh+5,733$3,583→ 85,999 total
Holdings
- 10,334
Stock Option
Exercise: $5.78Exp: 2024-07-08→ Common Stock (10,334 underlying) - 2,000
Stock Option
Exercise: $8.09Exp: 2023-09-20→ Common Stock (2,000 underlying) - 10,992(indirect: See Footnote)
Common Stock
- 5,000
Stock Option
Exercise: $5.78Exp: 2024-01-31→ Common Stock (5,000 underlying) - 1,667
Stock Option
Exercise: $11.55Exp: 2023-02-14→ Common Stock (1,667 underlying) - 3,334
Stock Option
Exercise: $16.50Exp: 2022-12-17→ Common Stock (3,334 underlying)
Footnotes (8)
- [F1]Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
- [F2]Held in Ms. Echevarria's 401(k) account.
- [F3]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 5,733 shares vested on 9/18/22; remainder vest on 12/18/22.
- [F4]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 2,584 shares vest on 7/8/20; thereafter options to acquire 646 shares vest every three months.
- [F5]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,250 shares vest on 1/31/20; thereafter options to acquire 313 shares vest every three months.
- [F6]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 500 shares vest on 9/20/19; thereafter options to acquire 125 shares vest every three months.
- [F7]Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 418 shares vest on 2/14/19; thereafter options to acquire 105 shares vest every three months.
- [F8]Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.