Cingulate Inc.·4

Dec 15, 6:00 PM ET

Schaffer Shane J. 4

4 · Cingulate Inc. · Filed Dec 15, 2022

Insider Transaction Report

Form 4
Period: 2022-12-13
Schaffer Shane J.
DirectorChief Executive Officer
Transactions
  • Purchase

    Common Stock

    2022-12-14$1.01/sh+13,267$13,40031,500 total
  • Purchase

    Common Stock

    2022-12-13$1.01/sh+1,733$1,75018,233 total
  • Purchase

    Warrant to Purchase Common Stock

    2022-12-13$0.26/sh+396$10366,896 total
    Exercise: $6.00From: 2021-12-10Exp: 2026-12-10Common Stock (396 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    807,828
Footnotes (2)
  • [F1]Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F2]The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2458 to $0.262 per warrant, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth.

Documents

2 files