Schaffer Shane J. 4

4 · Cingulate Inc. · Filed Dec 19, 2022

Form 4

Period: 2022-12-15

DirectorChief Executive Officer

Transactions

Purchase
Common Stock
2022-12-16$1.02/sh+10,000$10,166→ 41,500 total
Purchase
Warrant to Purchase Common Stock
2022-12-15$0.26/sh+3,642$953→ 70,538 total
Exercise: $6.00From: 2021-12-10Exp: 2026-12-10→ Common Stock (3,642 underlying)
Purchase
Warrant to Purchase Common Stock
2022-12-16$0.26/sh+200$52→ 70,738 total
Exercise: $6.00From: 2021-12-10Exp: 2026-12-10→ Common Stock (200 underlying)

Holdings

Footnotes (3)

[F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to 1.0199 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth
[F2]Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
[F3]The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2506 to $0.262 per warrant, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth.

Documents

1 file