Home/Filings/4/0001493152-22-035892
4//SEC Filing

Schaffer Shane J. 4

Accession 0001493152-22-035892

CIK 0001862150other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 5:03 PM ET

Size

10.8 KB

Accession

0001493152-22-035892

Insider Transaction Report

Form 4
Period: 2022-12-15
Schaffer Shane J.
DirectorChief Executive Officer
Transactions
  • Purchase

    Common Stock

    2022-12-16$1.02/sh+10,000$10,16641,500 total
  • Purchase

    Warrant to Purchase Common Stock

    2022-12-15$0.26/sh+3,642$95370,538 total
    Exercise: $6.00From: 2021-12-10Exp: 2026-12-10Common Stock (3,642 underlying)
  • Purchase

    Warrant to Purchase Common Stock

    2022-12-16$0.26/sh+200$5270,738 total
    Exercise: $6.00From: 2021-12-10Exp: 2026-12-10Common Stock (200 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    807,828
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to 1.0199 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth
  • [F2]Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F3]The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2506 to $0.262 per warrant, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth.

Documents

1 file

Issuer

Cingulate Inc.

CIK 0001862150

Entity typeother

Related Parties

1
  • filerCIK 0001883254

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 5:03 PM ET
Size
10.8 KB