4//SEC Filing
GINOLA LTD 4
Accession 0001493152-22-037212
CIK 0001046995other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 9:15 PM ET
Size
26.8 KB
Accession
0001493152-22-037212
Insider Transaction Report
Form 4
EMAGIN CORPEMAN
GINOLA LTD
10% Owner
Transactions
- Conversion
Common Stock
2022-12-22+1,002,647→ 1,002,647 total - Sale
Common Stock
2022-05-02$0.89/sh−1,431$1,274→ 0 total(indirect: By Trust) - Other
Series B Convertible Preferred Stock
2022-12-22−703→ 0 total(indirect: By Trust)Exercise: $0.30→ Common Stock (2,326,273 underlying) - Conversion
Series B Convertible Preferred Stock
2022-12-22−303→ 500 totalExercise: $0.30→ Common Stock (1,002,647 underlying)
Holdings
- 57,372(indirect: By Trust)
Common Stock
- 78,478(indirect: By Mount Union Corp.)
Common Stock
Footnotes (5)
- [F1]These securities are solely owned by Flat Creek Fiduciary Management LLC, as trustee of a trust for the benefit of the sole member of the Reporting Person and his minor descendants ("Trustee"). The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
- [F2]These securities are held solely by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
- [F3]These securities are held solely by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
- [F4]The shares of Series B Convertible Preferred Stock were purchased on December 22, 2008 as part of a private placement with the Issuer in accordance with the Securities Purchase Agreement, dated December 18, 2008, between the Issuer and the holder. The shares of Series B Convertible Preferred Stock have the rights and preferences set forth on the Certificate of Designations of Series B Convertible Preferred Stock filed with the Secretary of State for the State of Delaware on December 19, 2008. The Series B Convertible Preferred Stock has a stated value of $1,000 per share and currently has a conversion price of $ 0.3022 per share.
- [F5]These securities were held solely by the Trustee for the benefit of the sole member of the Reporting Person and his minor descendants. The trust has been terminated and the securities have been distributed to a limited liability company of which the sole member of the Reporting Person is the sole member.
Documents
Issuer
EMAGIN CORP
CIK 0001046995
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001230770
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 9:15 PM ET
- Size
- 26.8 KB