4//SEC Filing
Leon Francisco 4
Accession 0001493152-23-002085
CIK 0001695357other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 8:00 PM ET
Size
9.7 KB
Accession
0001493152-23-002085
Insider Transaction Report
Form 4
Leon Francisco
DirectorChief Scientific Officer10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-01-18$2.50/sh+24,015$60,038→ 1,597,015 total - Sale
Common Stock
2023-01-18$10.27/sh−24,015$246,584→ 1,573,000 total - Exercise/Conversion
Stock Option (right to buy)
2023-01-18−24,015→ 318,088 totalExercise: $2.50Exp: 2027-04-25→ Common Stock (24,015 underlying)
Holdings
- 1,000,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2022.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.13 to $10.41 per share, inclusive. The reporting person undertakes to provide to Provention Bio, Inc., any security holder of Provention Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]The option is fully vested.
Documents
Issuer
Provention Bio, Inc.
CIK 0001695357
Entity typeother
Related Parties
1- filerCIK 0001728920
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 8:00 PM ET
- Size
- 9.7 KB