4//SEC Filing
Echevarria Maria I. 4
Accession 0001493152-23-002521
CIK 0001559998other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 9:28 PM ET
Size
20.3 KB
Accession
0001493152-23-002521
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
2022-12-31$1.16/sh+16,667$19,334→ 24,312 total - Exercise/Conversion
Common Stock
2022-12-18$7.50/sh+478$3,585→ 7,645 total - Other
Stock Option
2022-12-17−278→ 0 totalExercise: $198.00Exp: 2022-12-17→ Common Stock (278 underlying) - Exercise/Conversion
Restricted Stock Unit
2022-12-31$1.16/sh−16,667$19,334→ 33,333 totalExercise: $1.16Exp: 2024-12-31→ Common Stock (33,333 underlying) - Exercise/Conversion
Restricted Stock Unit
2022-12-18$7.50/sh−478$3,585→ 0 totalExercise: $7.50Exp: 2022-12-18→ Common Stock (478 underlying) - Award
Common Stock
2023-01-23$1.35/sh+14,112$19,051→ 15,028 total(indirect: See Footnote)
Holdings
- 417
Stock Option
Exercise: $69.36Exp: 2024-01-31→ Common Stock (417 underlying) - 139
Stock Option
Exercise: $138.60Exp: 2023-02-14→ Common Stock (139 underlying) - 861
Stock Option
Exercise: $69.36Exp: 2024-07-08→ Common Stock (861 underlying) - 167
Stock Option
Exercise: $97.08Exp: 2023-09-20→ Common Stock (167 underlying)
Footnotes (8)
- [F1]Vesting of restricted stock units issued pursuant to 2018 Equity Incentive Plan.
- [F2]Issued to and held in Ms. Echevarria's 401(k) account.
- [F3]Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 16,667 vest on date of grant; 16,667 on second anniversary of date of grant; 16,666 on third anniversary of date of grant.
- [F4]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 216 shares vest on 7/8/20; thereafter options to acquire 54 shares vest every three months, and options to acquire 51 shares vest on 7/8/23.
- [F5]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 105 shares vest on 1/31/20; thereafter options to acquire 26 shares vest every three months.
- [F6]Stock options granted pursuant to 2018 Equity Incentive Plan; all vested as of 9/20/22.
- [F7]Stock options granted pursuant to 2016 Equity Incentive Plan; all vested as of 2/14/22.
- [F8]Stock options granted pursuant to 2016 Equity Incentive Plan; options expired with no value received.
Documents
Issuer
Gaucho Group Holdings, Inc.
CIK 0001559998
Entity typeother
Related Parties
1- filerCIK 0001639662
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 9:28 PM ET
- Size
- 20.3 KB