Home/Filings/4/0001493152-23-002521
4//SEC Filing

Echevarria Maria I. 4

Accession 0001493152-23-002521

CIK 0001559998other

Filed

Jan 24, 7:00 PM ET

Accepted

Jan 25, 9:28 PM ET

Size

20.3 KB

Accession

0001493152-23-002521

Insider Transaction Report

Form 4
Period: 2022-12-17
Transactions
  • Exercise/Conversion

    Common Stock

    2022-12-31$1.16/sh+16,667$19,33424,312 total
  • Exercise/Conversion

    Common Stock

    2022-12-18$7.50/sh+478$3,5857,645 total
  • Other

    Stock Option

    2022-12-172780 total
    Exercise: $198.00Exp: 2022-12-17Common Stock (278 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2022-12-31$1.16/sh16,667$19,33433,333 total
    Exercise: $1.16Exp: 2024-12-31Common Stock (33,333 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2022-12-18$7.50/sh478$3,5850 total
    Exercise: $7.50Exp: 2022-12-18Common Stock (478 underlying)
  • Award

    Common Stock

    2023-01-23$1.35/sh+14,112$19,05115,028 total(indirect: See Footnote)
Holdings
  • Stock Option

    Exercise: $69.36Exp: 2024-01-31Common Stock (417 underlying)
    417
  • Stock Option

    Exercise: $138.60Exp: 2023-02-14Common Stock (139 underlying)
    139
  • Stock Option

    Exercise: $69.36Exp: 2024-07-08Common Stock (861 underlying)
    861
  • Stock Option

    Exercise: $97.08Exp: 2023-09-20Common Stock (167 underlying)
    167
Footnotes (8)
  • [F1]Vesting of restricted stock units issued pursuant to 2018 Equity Incentive Plan.
  • [F2]Issued to and held in Ms. Echevarria's 401(k) account.
  • [F3]Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 16,667 vest on date of grant; 16,667 on second anniversary of date of grant; 16,666 on third anniversary of date of grant.
  • [F4]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 216 shares vest on 7/8/20; thereafter options to acquire 54 shares vest every three months, and options to acquire 51 shares vest on 7/8/23.
  • [F5]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 105 shares vest on 1/31/20; thereafter options to acquire 26 shares vest every three months.
  • [F6]Stock options granted pursuant to 2018 Equity Incentive Plan; all vested as of 9/20/22.
  • [F7]Stock options granted pursuant to 2016 Equity Incentive Plan; all vested as of 2/14/22.
  • [F8]Stock options granted pursuant to 2016 Equity Incentive Plan; options expired with no value received.

Documents

1 file

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

Entity typeother

Related Parties

1
  • filerCIK 0001639662

Filing Metadata

Form type
4
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 9:28 PM ET
Size
20.3 KB