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Home/Filings/4/0001493152-23-002523
4//SEC Filing

MATHIS SCOTT L 4

Accession 0001493152-23-002523

CIK 0001559998other
View on SEC.govCompany Profile

Filed

Jan 24, 7:00 PM ET

Accepted

Jan 25, 9:30 PM ET

Size

22.1 KB

Accession

0001493152-23-002523

Insider Transaction Report

Form 4
Period: 2022-12-17
Gaucho Group Holdings, Inc.VINO
MATHIS SCOTT L
DirectorPresident, CEO, Chairman10% Owner
Transactions
  • Other

    Stock Option

    2022-12-17−1,667→ 0 total
    Exercise: $198.00Exp: 2022-12-17→ Common Stock (1,667 underlying)
  • Exercise/Conversion

    Common Stock

    2022-12-31$1.16/sh+54,260$62,942→ 228,550 total
  • Exercise/Conversion

    Common Stock

    2022-12-18$7.50/sh+10,570$79,275→ 174,290 total
  • Award

    Common Stock

    2023-01-23$1.35/sh+8,360$11,286→ 10,266 total(indirect: See footnote)
  • Exercise/Conversion

    Restricted Stock Unit

    2022-12-18$7.50/sh−10,570$79,275→ 0 total
    Exercise: $7.50Exp: 2023-12-18→ Common Stock (10,570 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2022-12-31$1.16/sh−54,260$62,942→ 108,520 total
    Exercise: $1.16Exp: 2024-12-31→ Common Stock (54,260 underlying)
Holdings

  • Stock Option

    Exercise: $97.08Exp: 2023-09-20→ Common Stock (4,028 underlying)
    4,028

  • Stock Option

    Exercise: $138.60Exp: 2023-02-14→ Common Stock (5,556 underlying)
    5,556

  • Common Stock

    (indirect: See footnote)
    106,952

  • Common Stock

    (indirect: See foot note)
    20,986

  • Stock Option

    Exercise: $69.36Exp: 2024-07-08→ Common Stock (12,277 underlying)
    12,277

  • Stock Option

    Exercise: $69.36Exp: 2024-01-31→ Common Stock (2,500 underlying)
    2,500
Footnotes (10)
  • [F1]Vesting of restricted stock units pursuant to 2018 Equity Incentive Plan.
  • [F10]Stock options granted pursuant to 2016 Equity Incentive Plan; all expired for no value received.
  • [F2]Shares issued to and held by Mr. Mathis' 401(k) account.
  • [F3]Shares issued to Hollywood Burger Holdings, Inc., of which Mr. Mathis is President and CEO and a controlling owner.
  • [F4]Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
  • [F5]Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 54,260 shares vest on 12/31/22; thereafter 54,260 annually.
  • [F6]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 3,073 shares vest on 7/8/20; thereafter options to acquire 767 shares vest every three months.
  • [F7]Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 625 shares vest on 1/31/20; thereafter options to acquire 156 shares vest every three months.
  • [F8]Stock options granted pursuant to 2018 Equity Incentive Plan; all vested as of 9/20/22.
  • [F9]Stock options granted pursuant to 2016 Equity Incentive Plan; all vested as of 2/14/22.

Documents

1 file

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

→
Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001079963

Filing Metadata

Form type
4
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 9:30 PM ET
Size
22.1 KB
View on SEC.gov