Home/Filings/4/0001493152-23-004895
4//SEC Filing

Hogge Gary S. 4

Accession 0001493152-23-004895

CIK 0000876343other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 4:15 PM ET

Size

9.5 KB

Accession

0001493152-23-004895

Insider Transaction Report

Form 4
Period: 2023-02-11
Hogge Gary S.
SVP,Clinical & Medical Affairs
Transactions
  • Exercise/Conversion

    Common Shares, no par value

    2023-02-11+13,02013,020 total
  • Tax Payment

    Common Shares, no par value

    2023-02-11$1.35/sh5,310$7,1697,710 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-02-1113,02039,061 total
    Exercise: $0.00Common Shares (13,020 underlying)
Footnotes (4)
  • [F1]Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.
  • [F2]Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options.
  • [F3]Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 13,020 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction.
  • [F4]The Reporting Person was granted RSUs on February 11, 2022 that vested with respect to 25% of the shares subject to the award on February 11, 2023, and the balance will vest in 3 equal annual installments on each anniversary date thereafter.

Documents

1 file

Issuer

Lineage Cell Therapeutics, Inc.

CIK 0000876343

Entity typeother

Related Parties

1
  • filerCIK 0001771711

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:15 PM ET
Size
9.5 KB