4//SEC Filing
Lombardo Andy 4
Accession 0001493152-23-009695
CIK 0000891532other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 3:00 PM ET
Size
13.6 KB
Accession
0001493152-23-009695
Insider Transaction Report
Form 4
Lombardo Andy
EVP of Nuclear & Technical Svs
Transactions
- Exercise/Conversion
Stock Option
2023-03-28−12,000→ 0 totalExercise: $3.60Exp: 2023-10-19→ Common Stock (12,000 underlying) - Exercise/Conversion
Common Stock
2023-03-28$3.60/sh+12,000$43,200→ 18,900 total - Tax Payment
Common Stock
2023-03-28$11.99/sh−3,602$43,206→ 15,298 total
Holdings
- 8,000
Stock Option
Exercise: $3.15Exp: 2025-01-17→ Common Stock (8,000 underlying) - 30,000
Stock Option
Exercise: $3.95Exp: 2029-01-19→ Common Stock (30,000 underlying) - 25,000
Stock Option
Exercise: $7.00Exp: 2027-10-14→ Common Stock (25,000 underlying)
Footnotes (5)
- [F1]On March 28, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 12,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $43,200. Since the fair market value of the Company's Common Stock on March 28, 2023 (as determined in accordance with the 2017 Plan) was $11.995 per share, the Company withheld 3,602 shares of Common Stock ($43,200 divided by $11.995) to pay the aggregate exercise price of the option.
- [F2]Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan, which is fully vested.
- [F3]Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17/2024.
- [F4]Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
- [F5]Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Documents
Issuer
PERMA FIX ENVIRONMENTAL SERVICES INC
CIK 0000891532
Entity typeother
Related Parties
1- filerCIK 0001801064
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 3:00 PM ET
- Size
- 13.6 KB