ProPhase Labs, Inc.·4

Apr 4, 4:27 PM ET

Karkus Ted William 4

4 · ProPhase Labs, Inc. · Filed Apr 4, 2023

Insider Transaction Report

Form 4
Period: 2023-04-03
Transactions
  • Gift

    Common Stock, par value $0.005

    2023-04-03100,0003,483,750 total
  • Award

    Option (right to buy)

    2023-04-03+500,000500,000 total
    Exercise: $9.00Exp: 2031-04-02Common Stock (500,000 underlying)
Holdings
  • Common Stock, par value $0.005

    (indirect: By Son)
    100,000
Footnotes (3)
  • [F1]This transaction involved a gift of securities by the Reporting Person to his son, who does not share the Reporting Person's household.
  • [F2]Shares held by Reporting Person's son, who shares the Reporting Person's household.
  • [F3]The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in five equal annual installments beginning April 3, 2024, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Documents

1 file
  • 4
    ownership.xmlPrimary