4//SEC Filing
DST Capital LLC 4
Accession 0001493152-23-011747
CIK 0001563665other
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 5:00 PM ET
Size
8.4 KB
Accession
0001493152-23-011747
Insider Transaction Report
Form 4
Biostage, Inc.BSTG
DST Capital LLC
10% Owner
Transactions
- Purchase
Common Stock
2023-04-06$6.00/sh+62,500$375,000→ 3,725,825 total - Other
Warrants (right to buy)
2023-04-06+110,000→ 140,000 totalExercise: $2.00From: 2021-09-01Exp: 2026-09-01→ Common Stock (110,000 underlying)
Holdings
- 30,722(indirect: Owned by sole member of reporting person)
Common Stock
Footnotes (2)
- [F1]On March 31, 2023, the Issuer and the Reporting Person entered into a securities purchase agreement pursuant to which on April 6, 2023 the Reporting Person acquired 62,500 shares of the Issuer's common stock, $0.01 par value (the "Shares") from the Issuer in a private placement. The aggregate subscription amount paid by the Reporting Person for the Shares was $375,000.
- [F2]These warrants were transferred by the Reporting Person to two unaffiliated persons.
Documents
Issuer
Biostage, Inc.
CIK 0001563665
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001727656
Filing Metadata
- Form type
- 4
- Filed
- Apr 9, 8:00 PM ET
- Accepted
- Apr 10, 5:00 PM ET
- Size
- 8.4 KB