4//SEC Filing
Duff Mark 4
Accession 0001493152-23-018862
CIK 0000891532other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 10:41 AM ET
Size
13.6 KB
Accession
0001493152-23-018862
Insider Transaction Report
Form 4
Duff Mark
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2023-05-22$3.65/sh+100,000$365,000→ 140,984 total - Tax Payment
Common Stock
2023-05-22$11.05/sh−33,032$365,004→ 107,952 total - Exercise/Conversion
Stock Option
2023-05-22−100,000→ 0 totalExercise: $3.65Exp: 2023-07-27→ Common Stock (100,000 underlying)
Holdings
- 50,000
Stock Option
Exercise: $7.00Exp: 2027-10-14→ Common Stock (50,000 underlying) - 70,000
Stock Option
Exercise: $3.95Exp: 2029-01-19→ Common Stock (70,000 underlying) - 25,000
Stock Option
Exercise: $3.15Exp: 2025-01-17→ Common Stock (25,000 underlying)
Footnotes (5)
- [F1]On May 22, 2023, the Reporting Person exercised the incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 100,000 shares of the Company's Common Stock at an exercise price of $3.65 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $365,000. Since the fair market value of the Company's Common Stock on May 22, 2023 (as determined in accordance with the 2017 Plan) was $11.05 per share, the Company withheld 33,032 shares of Common Stock ($365,000 divided by $11.05) to pay the aggregate exercise price of the option.
- [F2]Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
- [F3]Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
- [F4]Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
- [F5]Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Documents
Issuer
PERMA FIX ENVIRONMENTAL SERVICES INC
CIK 0000891532
Entity typeother
Related Parties
1- filerCIK 0001678382
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 10:41 AM ET
- Size
- 13.6 KB