4//SEC Filing
McCain Andrew K 4
Accession 0001493152-23-018928
CIK 0001777319other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:30 PM ET
Size
13.8 KB
Accession
0001493152-23-018928
Insider Transaction Report
Form 4
McCain Andrew K
Director
Transactions
- Conversion
Common Stock, par value $0.00001
2021-12-31$2.00/sh+1,500,000$3,000,000→ 3,000,000 total(indirect: Hensley & Company) - Purchase
Common Stock, par value $0.00001
2020-12-22$2.00/sh+250,000$500,000→ 1,500,000 total(indirect: Hensley & Company) - Purchase
6.0% Unsecured Convertible Note
2020-12-23$3000000.00/sh(indirect: Hensley & Company)Exercise: $2.00From: 2020-12-23Exp: 2021-12-31→ Common Stock, par value $0.00001 (1,500,000 underlying) - Conversion
6.0% Unsecured Convertible Note
2021-12-31→ 0 total(indirect: Hensley & Company)Exercise: $2.00From: 2020-12-23Exp: 2021-12-31→ Common Stock, par value $0.00001 (1,500,000 underlying)
Holdings
- 375,000(indirect: By Trust)
Common Stock, par value $0.00001
Footnotes (3)
- [F1]The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]The Reporting Person is the executor of the Andrew and Lucy McCain Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]Represents the original principal amount of the 6.0% Unsecured Convertible Note (the "Note") and excludes interest. Interest on the Note was payable monthly at a rate of 6.0% per annum. At any time prior to or on the maturity date of the Note, and subject to certain beneficial ownership limitations, the Reporting Person had the right to convert all or any portion of the outstanding principal amount of the Note and all accrued and unpaid interest thereon into shares of common stock, par value $0.00001 per share, of the Issuer at a conversion price of $2.00 per share. The conversion price was subject to adjustment for subdivision or consolidation of shares and other standard dilutive events.
Documents
Issuer
CISO Global, Inc.
CIK 0001777319
Entity typeother
Related Parties
1- filerCIK 0001428619
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 4:30 PM ET
- Size
- 13.8 KB