|4Jun 15, 5:11 PM ET

Jafri Hasan 4

4 · Aridis Pharmaceuticals, Inc. · Filed Jun 15, 2023

Insider Transaction Report

Form 4
Period: 2023-05-04
Jafri Hasan
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2023-06-05+10,00015,100 total
  • Award

    Stock Options

    2023-05-04+25,000155,000 total
    Exercise: $0.16Exp: 2033-05-04Common Stock (25,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2023-06-0510,00010,000 total
    Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]50% of the options vest on the three month anniversary of the date of grant and the remainder vest on the six month anniversary of the date of grant.
  • [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
  • [F3]10,000 shares of Common Stock vested on June 5, 2023 and 10,000 will vest on 12/5/2023. In the event that the Reporting Person's employment is terminated without cause by the Issuer, the RSUs will immediately vest.

Documents

1 file
  • 4
    ownership.xmlPrimary