Cannon Reuben 4

4 · Gaucho Group Holdings, Inc. · Filed Aug 1, 2023

Form 4

Period: 2022-09-18

Director

Transactions

Exercise/Conversion
Common Stock
2022-12-18$7.50/sh+60$450→ 10,579 total(indirect: See footnote)
Exercise/Conversion
Restricted Stock Unit
2022-09-18$7.50/sh−60$450→ 0 total(indirect: See footnote)
Exercise: $7.50Exp: 2023-12-18→ Common Stock (60 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-12-31$9.68/sh−3,873$37,506→ 0 total(indirect: See footnote)
Exercise: $9.68Exp: 2022-12-31→ Common Stock (3,873 underlying)
Exercise/Conversion
Common Stock
2022-09-18$7.50/sh+60$450→ 10,519 total(indirect: See footnote)
Exercise/Conversion
Common Stock
2022-12-31$9.68/sh+3,873$37,506→ 14,452 total(indirect: See footnote)
Award
Common Stock
2023-07-14$0.56/sh+67,568$37,500→ 82,020 total(indirect: See footnote)
Exercise/Conversion
Restricted Stock Unit
2022-12-18$7.50/sh−60$450→ 0 total(indirect: See footnote)
Exercise: $7.50Exp: 2023-12-18→ Common Stock (60 underlying)

Holdings

Stock Option
(indirect: See footnote)
Exercise: $108.96Exp: 2025-09-28→ Common Stock (556 underlying)
556
Stock Option
(indirect: See footnote)
Exercise: $97.08Exp: 2023-09-20→ Common Stock (83 underlying)
83

Footnotes (7)

[F1]Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
[F2]Held by Reuben Cannon Productions, controlled by Mr. Cannon.
[F3]Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
[F4]Acquired as compensation for service on the Board for first half of 2023.
[F5]Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 60 shares vested on 9/18/22; 60 vested on 12/18/22.
[F6]Options granted pursuant to 2018 Equity Incentive Plan; fully vested 9/20/2022.
[F7]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% of shares vested on 9/28/21; thereafter options to acquire 35 shares until fully vested on 9/28/23.

Documents

1 file