DUMONT MARC 4
4 · Gaucho Group Holdings, Inc. · Filed Aug 2, 2023
Insider Transaction Report
Form 4
DUMONT MARC
Director
Transactions
- Exercise/Conversion
Common Stock
2022-12-31$9.68/sh+3,873$37,506→ 12,909 total - Award
Common Stock
2023-07-14$0.56/sh+67,568$37,500→ 80,477 total - Exercise/Conversion
Restricted Stock Unit
2022-12-31$9.68/sh−3,873$37,506→ 0 totalExercise: $0.81Exp: 2022-12-31→ Common Stock (3,873 underlying) - Other
Stock Option
2022-12-17−278→ 0 totalExercise: $198.00Exp: 2022-12-17→ Common Stock (278 underlying)
Holdings
- 11,708
Common Stock
- 2,500
Common Stock
- 556
Stock Option
Exercise: $108.96Exp: 2025-09-28→ Common Stock (556 underlying) - 278
Stock Option
Exercise: $69.36Exp: 2024-01-31→ Common Stock (278 underlying)
Footnotes (7)
- [F1]Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
- [F2]Acquired as compensation for service on the Board of Directors for the first half of 2023.
- [F3]Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
- [F4]Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
- [F5]Expiration of option with no value received.
- [F6]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 1/31/23.
- [F7]Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% shares vested on 9/28/21; thereafter options to acquire 35 shares vest every three months until fully vested on 9/28/24.