4//SEC Filing
HIGASHIDA MASATERU 4
Accession 0001493152-23-032839
CIK 0001527613other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 8:20 PM ET
Size
8.9 KB
Accession
0001493152-23-032839
Insider Transaction Report
Form 4
NuZee, Inc.NUZE
HIGASHIDA MASATERU
DirectorPres., CEO, CFO, Sec., Treas.10% Owner
Transactions
- Sale
Common Stock
2023-09-14$7.37/sh−800$5,896→ 133,558 total - Sale
Common Stock
2023-09-13$7.33/sh−1,200$8,796→ 134,358 total
Holdings
- 382(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.
- [F2]The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.05 to $7.59, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- [F3]The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- [F4]On December 28, 2022 the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
- [F5]The shares are beneficially owned by NuZee Co., Ltd. (an entity organized under the laws of Japan). The Reporting Person is the sole owner of NuZee Co., Ltd.
Documents
Issuer
NuZee, Inc.
CIK 0001527613
Entity typeother
Related Parties
1- filerCIK 0001630849
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 8:20 PM ET
- Size
- 8.9 KB