Flux Power Holdings, Inc.·4

Sep 20, 7:29 PM ET

Johnson Michael 4

4 · Flux Power Holdings, Inc. · Filed Sep 20, 2023

Insider Transaction Report

Form 4
Period: 2023-09-18
Transactions
  • Sale

    Common Stock

    2023-09-18$4.17/sh10,000$41,7024,369,937 total(indirect: By LLC)
  • Sale

    Common Stock

    2023-09-20$4.37/sh10,000$43,7274,359,937 total(indirect: By LLC)
Footnotes (4)
  • [F1]This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.
  • [F2]These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.17 to $4.185, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.37 to $4.40, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Documents

1 file
  • 4
    ownership.xmlPrimary