4/A//SEC Filing
HIGASHIDA MASATERU 4/A
Accession 0001493152-23-033579
CIK 0001527613other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 4:00 PM ET
Size
10.1 KB
Accession
0001493152-23-033579
Insider Transaction Report
Form 4/AAmended
NuZee, Inc.NUZE
HIGASHIDA MASATERU
DirectorPres., CEO, CFO, Sec., Treas.10% Owner
Transactions
- Sale
Common Stock
2023-09-14$7.37/sh−800$5,896→ 133,559 total - Sale
Common Stock
2023-09-13$7.33/sh−1,200$8,796→ 134,359 total
Holdings
- 405(indirect: See Footnote)
Common Stock
Footnotes (8)
- [F1]Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.
- [F2]The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.05 to $7.59, inclusive. For all transactions reported in this Form 4/A utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- [F3]The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.70, inclusive. For all transactions reported in this Form 4/A utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- [F4]On December 28, 2022 the Issuer effected a 1-for 35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4/A have been adjusted to reflect the Reverse Stock Split.
- [F5]The shares are beneficially owned by NuZee Co., Ltd. (an entity organized under the laws of Japan). The Reporting Person is the sole owner of NuZee Co., Ltd.
- [F6]On September 15, 2023, the reporting person filed a Form 4 which inadvertently reported 133,558 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 133,559 shares of Common Stock.
- [F7]On September 15, 2023, the reporting person filed a Form 4 which inadvertently reported 134,358 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 134,359 shares of Common Stock.
- [F8]On September 15, 2023, the reporting person filed a Form 4 which inadvertently reported 382 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 405 shares of Common Stock.
Documents
Issuer
NuZee, Inc.
CIK 0001527613
Entity typeother
Related Parties
1- filerCIK 0001630849
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 4:00 PM ET
- Size
- 10.1 KB