Johnson Michael 4
4 · Flux Power Holdings, Inc. · Filed Sep 29, 2023
Insider Transaction Report
Form 4
Johnson Michael
10% Owner
Transactions
- Sale
Common Stock
2023-09-27$3.65/sh−134$489→ 4,350,601 total(indirect: By LLC) - Sale
Common Stock
2023-09-28$3.61/sh−30,000$108,432→ 4,320,601 total(indirect: By LLC)
Footnotes (4)
- [F1]This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.
- [F2]These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.
- [F3]The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $3.65 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.60 to $3.70, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.