4//SEC Filing
Volk David J. 4
Accession 0001493152-23-036481
CIK 0001795815other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 2:34 PM ET
Size
7.4 KB
Accession
0001493152-23-036481
Insider Transaction Report
Form 4
Volk David J.
Director
Transactions
- Other
Common Stock
2023-06-25+61→ 987 total - Award
Common Stock
2023-10-03+726→ 2,346,450 total(indirect: see footnote 3)
Footnotes (3)
- [F1]61 shares of Common Stock were distributed by Castle Creek Advisors IV LLC ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on June 25, 2023.
- [F2]2,178 restricted stock units ("RSUs"), each of which represents the right to receive one share of common stock of Southern California Bancorp ("Common Stock"), were issued to David Volk in his capacity as a member of the Board of Directors of Southern California Bancorp on January 18, 2023 and will become fully vested on January 03, 2024. 182 RSUs vested on October 3, 2023. David Volk assigned such vested shares and the remaining 544 unvested RSUs to Advisors IV.
- [F3]-Includes 5,187 shares of Common Stock and 544 RSUs held by Advisors IV (inclusive of the assignment noted in footnote 2) and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.
Documents
Issuer
Southern California Bancorp \ CA
CIK 0001795815
Entity typeother
Related Parties
1- filerCIK 0001733127
Filing Metadata
- Form type
- 4
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 2:34 PM ET
- Size
- 7.4 KB